Investments

Rather than utilizing a “one-size fits all” or a "proprietary fund" approach, Dempsey Financial Services will specifically design an investment program which addresses each client’s individual needs and objectives.

The staff of registered securities professionals at Dempsey Financial Services has access to a full spectrum of securities and money managers, including but not limited to, over 100 families of mutual funds, individual securities, and advisory asset-based programs through an affiliation with Cetera Advisors LLC..  Cetera Advisors LLC. is a Member of the FINRA/SIPC and a Registered Investment Adviser. Additionally, securities trading accounts are carried with and cleared through Pershing LLC, a subsidiary of The Bank of New York.