Investments

Rather than utilizing a “one-size fits all” or a "proprietary fund" approach, Dempsey Financial Services, Member of Velocity Advisors, will specifically design an investment program which addresses each client’s individual needs and objectives.

The staff of dually registered securities professionals at Dempsey Financial Services, Member of Velocity Advisors, has access to a full spectrum of securities, investments and money managers, including but not limited to, over 100 families of mutual funds, individual securities, and advisory asset-based programs through an affiliation with Cetera Advisors LLC.  Cetera Advisors LLC is a Member of the FINRA/SIPC and a Registered Investment Adviser. Additionally, securities trading accounts are carried with and cleared through Pershing LLC, a subsidiary of the Bank of New York Mellon Corporation.

Depending on your needs, Dempsey Financial Services, Member of Velocity Advisors, is able to offer its services in either a traditional (compensated directly by the investment company or a sales commission), advisory/fiduciary (based on the assets you have entrusted us to manage) basis, or a combination of both.