Broker Check
Dawn M. Dempsey, CFP®, CRPS®

Dawn M. Dempsey, CFP®, CRPS® has specialized in providing investment and retirement planning services to individuals, businesses and non-profit organizations since 1987. Prior to Dawn establishing her own retirement and investment practice in 1996, her wide range of experience included three years of working with retirees while employed by the investment division of a savings and loan in Phoenix, Arizona and 5 ½ years as an Associate Vice President of a regional employee benefits firm in Cleveland, Ohio.

Dawn has also contributed her services on the regulatory side of the securities industry by providing education and training for securities principals regarding securities regulations and compliance, as well as serving in an OSJ Principal capacity for several years. Additionally, she has contributed information to two books in the areas of business conduct and ethics for securities professionals, and retirement programs for non-profit organizations.

Dawn is a CERFIFIED FINANCIAL PLANNER™ professional, a CHARTERED RETIREMENT PLANS SPECIALISTSM designee, holds a General Securities Representative registration, a General Securities Principal registration, and life, health, disability and income, and variable life insurance licenses. Dawn is currently a member of the FPA (Financial Planning Association, formerly the International Association of Financial Planners, Inc.) and the NTSAA (National Tax Sheltered Annuity Association).